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Toolbox

Here you will find important regulations, recommended reading and other valuable resources

that can help you in your work.

Financial Market Authority (FMA)

FMA Guideline 2018/7

Interpretation of
due diligence law

FMA Communication 2015/7

Determination of the beneficial owner according to the DDA

FMA Guideline 2019/7

Security measures according to Art. 14 SPV

FMA Communication 2017/3

Electronic reporting system under due diligence law

FMA Directive 2013/1

Risk-based approach in the sense of due diligence law

FMA Communication 2024/2

Risk management regarding foreign sanctions law

FMA Directive 2021/3

Monitoring of ICT risks /
ICT security

FMA Practice
2023

Supervisory Practice of the FMA - published in June 2024

Financial Intelligence Unit (FIU)

FIU guidelines

Filing of FIU reports

FIU-ISG Guidelines

Enforcement of sanctions

FIU GoAML manual

GoAML-Web User Manual

FIU case collection

Risks, Methods, Typologies

Newsletter

Liechtenstein

FMA Liechtenstein

FIU Liechtenstein goAML

State Administration FL

E-Official Alert

Press review LBV

DACH

SECO

Gotham City

BAFA

BAFIN

FMA AT

Global

Europol

OFAC

OCCRP

Backer McKenzie

KYC 360

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